Special Reports
 


Legal Issues


RECOVERING WARTIME LOSSES AND OTHER STOLEN ART AND CULTURAL PROPERTY FOUND IN THE UNITED STATES

This article is intended to give practical advice to theft victims on the best approach to recovering stolen art and cultural property found in the US. The article briefly summarizes the criminal and civil remedies available in the US. As this article explains, although making a criminal complaint is an option, civil suits remain the primary method to recover stolen art found in the US.

Criminal Proceedings

A theft victim who has located his stolen art in the US should immediately contact US law enforcement agencies to inquire whether the agencies can and will seize the art from the current possessor. Not long ago - as recently as the appearance of the Kanakariy mosaics in the US in 19881 - US law enforcement agencies were extremely reluctant to become involved in stolen art cases due to the complexity of art transactions and the length of time the stolen art may have been missing. Public officials expressed the fear that lawsuits would arise if their intervention in a property matter caused a sale to be lost. In addition, law enforcement agencies in the US, which must cope with drugs, weapons and all other criminal manifestations, did not consider art theft to be a major societal problem and have not devoted significant resources to dealing with art theft.

As stolen art cases have attracted more national and international attention, however, law enforcement agencies have taken an increased interest. Many US officials now view art theft and marketing of stolen art to be serious law enforcement concerns, although not on a scale with drug dealing, weapon offences and many other crimes.

Federal Bureau of Investigations

A theft victim who locates stolen property in the US should first contact the Federal Bureau of Investigation. The FBI is the national police of general jurisdiction. As such, it has seizure authority under the National Stolen Property Act (NSPA),2 which makes it illegal for a person to transport or receive stolen property which has crossed a state or US boundary.3 If the seizure leads to a criminal prosecution, however, return of the stolen property may be delayed. On the other hand, a successful criminal prosecution might obviate the need for protracted civil litigation as a court determination that the property was stolen in the criminal context might be binding against the convicted criminal in any later civil case.

In any event, seizure of stolen art under the NSPA does not ensure the return of the property. First, it is frequently difficult for the US government to obtain a conviction under this law because the prosecution must prove that the defendant knew that the property was stolen. Second, if the FBI receives conflicting claims of ownership to seized property, it will not normally turn disputed property over to one of the claimants in the absence of full litigation of the ownership issue. This is so because only US courts, not prosecutors, have the ability to resolve a genuine dispute over ownership of property. Therefore, the US government will file an interpleader action and turn over the property to a US court to decide ownership. The US government took this approach in the recent case involving three drawings from the "Bremen Kunsthalle" which the FBI had seized in New York. After the United States Attorney determined that she would not prosecute, the government filed a civil suit to resolve the conflicting claims to ownership of the current possessor and the "Kunsthalle".4

US Customs

A theft victim may also contact US Customs to request seizure of stolen property. US Customs may seize goods that are imported in violation of US Customs law5 or the Cultural Property Implementation Act (CPIA),6 by which the US Congress gave limited acceptance to the UNESCO Convention in 1983. One possessing property in violation of the CPIA could be ordered to return that property even if the possessor were a good faith purchaser.

Customs also has very broad civil authority to seize and forfeit property which is "stolen, smuggled or clandestinely imported or introduced"7 into the US. It may use this power to seize art which is fraudulently imported by, for example, false documentation or description.8 Nevertheless, like the FBI, Customs does not resolve conflicts of ownership between private parties, but typically refers the matter to a US court. Interested parties may then appear in court to put forth their claims to the art.9

Local Law Enforcement Agencies

While local law enforcement agencies have played lesser roles in the recovery of stolen art, theft victims should contact them as well. Some local law enforcement authorities, particularly in New York and Los Angeles (the largest US art markets), have experience and are active in the investigation of art theft. These agencies have been responsible for some significant recoveries.

Civil Proceedings

As explained above, even if law enforcement agencies seize stolen art, an agency will typically ask a court to decide disputed questions of ownership. Therefore, the primary method for recovering stolen art in the US is through a civil proceeding.10

US courts have generally proven sympathetic to the plight of theft victims in recovering stolen art found in the United States. These courts recognize the fundamental rule of US law that a thief cannot pass title even to a good faith purchaser. A theft victim who can prove he originally held title to the work or was in quiet possession of it and that he lost the object through theft or without his authorization has a good chance of recovering the art. It is imperative, however, that a theft victim contact US counsel to ensure that proper legal procedures are followed.

A theft victim who learns the identity of the possessor of his stolen art must promptly make a formal demand for return of the stolen property from the current possessor. Unreasonable delay in making the claim can jeopardize the claim. Making demand is a critical step because the current possessor's refusal may be a substantive requirement of a lawsuit to recover the object.11 In addition, if a demand is refused, the theft victim must then decide whether to attempt to negotiate a settlement to avoid the expense of litigation or to file a claim in court.12

Once a demand is made, there are several important procedures a theft victim should follow to make certain that the recovery of the art progresses smoothly. Whether a theft victim chooses to negotiate or file a case, he should always either propose an agreement with the possessor not to sell or remove the art while the lawsuit or negotiations are pending, or ask the court for a temporary restraining order to safeguard the art while litigation is pending. If negotiations begin, a theft victim should also propose an agreement to toll or suspend the statute of limitations during the negotiation period. With this precaution, the theft victim will have time remaining within the statutory period to file suit if the negotiations fail. If the theft victim chooses to proceed with the civil suit, he should begin to prepare for trial by gathering important documents and pictures to prove title to the art and by identifying witnesses, if any can be found, with knowledge of the objects and their history.

Any legal proceeding brought by the theft victim must be initiated within the applicable statute of limitations period. In the US, lawsuits must typically be filed within a defined time period. This period is generally fairly short, such as within two to six years after the occurrence of the injury that is to be redressed. Legislatures and courts have set these time frames based on the notion that it is not fair to allow a claimant to pursue a claim after too much time has passed because evidence will have been lost and memories will have faded. The majority of US courts, however, apply the "discovery rule" to determine when the limitations period begins to "run". In the case of stolen art, the discovery rule holds that the statute of limitations period does not commence until the theft victim discovers, or acting with reasonable diligence should have discovered, the location of the stolen property. This rule effectively imposes on theft victims a duty to conduct a reasonably diligent search for the property after its theft.

The largest US art market, New York, applies a different analysis, known as the "demand and refusal" rule. That rule holds that the statute of limitations period does not begin to run until the theft victim demands that the current possessor returns the property and the possessor refuses.13 Even then, however, a theft victim who knows the identity of the possessor of its property cannot unreasonably delay making his demand for the return of the property.14 Furthermore, even if the statute of limitations is satisfied, the equitable doctrine of laches bars claims where the claimant has failed to act diligently or has unreasonably delayed in searching for stolen property and where there has been prejudice to the current possessor as a result of the theft victim's delay.15

Conclusion

A theft victim who has located his stolen art in the US may, under the proper circumstances, institute criminal or civil proceedings to recover the art. In either case, a theft victim should engage US counsel to ensure that proper procedure is followed. An experienced counsel will be able to contact the appropriate government authorities and may be able to negotiate successfully the return of the art from its current possessor without the expense or delay of litigation. Even if negotiations fail, qualified counsel can take steps to enhance the chances of recovering the art through litigation.

Thomas R. Kline, Lawyer,
Andrews & Kurth L.L.P., Washington D.C.

Notes

1 In Autocephalous Greek Orthodox Church of Cyprus v. Goldberg, 717 F. Supp. 1374 (S. D. Ind. 1989), aff'd, 917 F. 2d 278 (7th Cir. 1990), the Republic of Cyprus and the Greek Orthodox Church of Cyprus recovered mosaics which had been stolen from a church in Cyprus and sold several years later to an Indianapolis art dealer.
2 18 U.S.C. §§2314-2315. See, e. g., Erisoty v. Rizik, No. CIV.A 93-6215, 1995 WL 91406, at *7 (E. D. Pa. Feb. 23, 1995).
3 Jack Meador and Jane Meador Cook, and their former lawyer, John Torigian, all of Texas were indicted on charges brought by the US government under the NSPA growing out of their alleged interstate and international transportation of two manuscripts from Quedlinburg, Germany. William H. Honan, Abrupt End to a Case of Looted Treasures. New York Times, Oct. 24, 1996, at C13. These charges were just dismissed by the court, which concluded that prosecutors, who had received an order tolling the statute of limitations to give them time to investigate in Germany, had not obtained the indictment promptly enough after the German government completed its role in providing assistance. Id.
4 Only on very rare occasions does a US government agency turn disputed property over to one claimant in favour of another. See, e. g. Erisoty v. Rizik, No. CIV.A 93-6215, 1995 WL 91406, at *7 (E. D. Pa. Feb. 23, 1995) (FBI returned stolen art to original theft victim, forcing purchaser to bring suit).
5 See, e. g., 18 US C. 541-542, 545 (1994) (Whoever smuggles or knowingly enters into the US goods falsely classified will be fined and/or imprisoned).
6 19. U.S.C. §2606 (1996).
7 19. U.S.C. §1595(a)(c) (1996).
8 19. U.S.C. §1592(c)(6) (1996) (Customs may seize goods which are imported by fraud, gross negligence or negligence).
9 See United States v. One 18th Century Colombian Monstrance, 797 F.2d 1370, 1374-1377 (5th Cir. 1986), cert. denied, 481 US 1014 (1987) (Broker in possession of art at time of forfeiture did not have equitable title to work to give him standing to contest forfeiture).
10 Because of the layers of approval needed, and the lower priority art theft matters receive, US government agencies may also not be able to act with sufficient speed if there is an immediate risk that the artwork may be spirited out of the United States.
11 See Solomon R. Guggenheim Found. v. Lubell, 567 N.Y. S.2d 623, 626 (Ct. App. 1991).
12 Within the context of settlement negotiation, a theft victim may mention that he has the option of instituting legal proceedings to recover the art. However, a theft victim should be careful not to threaten the possessor with taking legal action or the possessor could accuse the theft victim of the crimes of duress or extortion.
13 See id. at 626.
14 Id. at 627.
15 Hoelzer v. City of Stamford, 933 F.2d 1131, 1137 (2d Cir. 1991).


INTRODUCTION TO INTERNATIONAL LAW OF RESTITUTION OF WORKS OF ART LOOTED DURING ARMED CONFLICTS. PART II

This is the second part of a series of articles on the history of the international law on restitution by the same author.

Numerous peace treaties of the 17th century contain restitutional clauses, mainly related to lands or towns, but also "cultural property" is mentioned from time to time. As a good example, the treaty of Westfalia, Münster 1648, between the Holy Roman Emperor and the King of France and their respective Allies can be given. Article CXII of that treaty deals with: "Places, Citys, Towns, Boroughs, Villages, Castles ... which have been possess'd and retain'd, as well in the kingdom of Bohemia, and other countys ... by one or the other Army" and now "shall be restor'd without delay to their former and lawful Possessors and Lords". One of the following clauses stipulated however: "... that the Records, Writings and Documents and other Moveables, be also restor'd" (article CXIV). Another example of the practice of that time is the Oliva Peace Treaty of 1660, which referred to the restitution of the Royal Library. According to article IX of that document Sweden was obliged to give back "omnia archiva, acta publica, Castrensia, Iuridica, Ecclesiastica, necnon Bibliotheca Regia" removed from Poland and Lithuania.

In the treaties of that time we can also find special clauses establishing joint bodies to supervise the process of stipulated restitution and adjudicate in the case of dispute. This kind of procedure was provided by the Treaty of Pyrenees signed in 1659 by the King of France and the King of Spain. Rather complicated in wording but definitely clear is article CXII of this peace treaty: "As it might well happen that the particular Persons interested on both sides in the restitution of the Goods, into the Propriety and enjoyment whereof they ought to re-enter by virtue of the present Treaty, shou'd find under divers Pretences, Diffycultys and Resistance in their Re-establishment by such as are now in possession of the said Goods, or that any other obstructions should arise in the full execution of the Promises, it hath been concluded and agreed, that the said Lords and Kings shall appoint each of them one of their Ministers to repair to the Court of the other Places if need be, to the end that hearing jointly, at the place where the said Ministers shall meet, such Persons as shall apply themselves to them about these Affairs, and taking cognisance of the Contents of the Articles of the Treaty, and of what the said Partys shall offer unto them, they might declare together unonimously, briefly and summarily, without any other formality of Justice, what ought to be executed, issuing thereupon the necessary Act and Instrument of their Declaration, which Act shall be perform'd without admitting or leaving any room to any Contradiction or Reply".

Following the changing practice it was necessary to think more about the theoretical grounds for restitution. John Locke when discussing the legal position of a conqueror says: "...so that he by Conquest has a right over a Man's Person to destroy him if he pleases, has not thereby a right over his Estate to possess and enjoy it. For it is the brutal force the Agressor has used, that gives his Adversary a right to take away his Life, and destroy him if he pleases, as a noxious Creature; but this damage sustain'd that alone gives him Title to another Mens Goods: For though I may kill a Thief that sets on me in the Highway, yet I may not (which seems less) take away his money and let him go; this would be Robbery on my side. His force, and the state of War he put himself in, made him forfeit his Life, but gave me no Title to his Goods. The right then of Conquest extends only to the Lives of those who joyn'd in the War, but not to their Estates...".

Jean Jacques Rousseau discusses the war issue more generally. For him: "La guerre n'est (donc) point une relation d'homme à homme, mais une relation d'Etat, dans laquelle les particuliers ne sont ennemis qu'accidentellement, non point comme hommes ni même comme citoyons, mais comme soldats; non point comme membres de la patrie, mais comme ses défenseurs. Enfin chaque Etat et non pas des hommes, attendu qu'entre choses de diverses natures on ne peut fixer aucun vrai rapport" ("Warfare is not one man against another, but one nation against another, in which individuals become enemies only by accident - neither as men nor as citizens, but solely as soldiers, not as members of the fatherland, but as its defenders. In the end every nation and not its citizens, understanding that it is impossible to establish a true relationship among things of different natures"). As a logic consequence of this approach citizen's property should be excluded from war and given proper protection.

Another thinker of the epoch, Emer de Vattel, recognized as one of the classic authors in international public law, accounts for this rule in the following way: "Nowadays, usefulness of literature and fine arts and the necessity of supporting them are generally acknowledged. Immortal Peter I. thought he would not be able to civilize Russia and make it prosper without them... For whatever reason a belligerent plunders the country, he should spare buildings that are the pride of mankind and do not strengthen the enemy. Temples, tombstones, public buildings, and all other works of art distinguished for their beauty. What can be the advantage of destroing them? Only an enemy of mankind can thoughtlessly deprive humanity of those monuments of art, the examplars of artistry".

The above mentioned comprehensive review of this opinion shows that in different countries philosophers found proper, quite different arguments when analyzing the question of war looting and intentional destruction. The only logic conclusion they have drawn is that private property including in particular objects of cultural character, should be spared and protected.

Wojciech Kowalski, Department of Intellectual and
Cultural Property Law, Faculty of Law and Administration,
University of Silesia, Katowice


Library Losses


A NEW PROPOSAL FOR NEGOTIATIONS BY THE GERMAN-RUSSIAN EXPERT GROUP CONCERNING THE REPATRIATION OF THE SPOILS OF WAR

The German-Russian Committee of Experts of Libraries concerned with the repatriation of cultural goods was established in 1993. Jointly with the Committee on Archives and the Committee on Museums it constitutes the level of professional experts that makes up the Government Commission on Restitution. The juridical preconditions had been created by the German-Soviet Friendship Treaty of 1990 and the German-Russian Cultural Agreement of 1992.

Since its foundation the Group of Experts on Libraries has convened four times alternately in Russia and in Germany. Up to now the negotiations have not yet led to any real success. This state of affairs is not so much due to the views and attitudes of the German and Russian experts, but derives from expediencies of Russian domestic politics. The Expert Group of Libraries therefore has made an advance on the occasion of the meeting in June 96 in Moscow and proposed a gradual procedure for the repatriation of the library collections. This proposal was put forward in form of a memorandum, was unanimously passed by the German as well as the Russian experts, and was addressed to the respective governments.

The starting point of the memorandum is the particular cultural importance of library collections. From this derives a concrete procedure for the restitution. Books are characterized by their reproduction. Very rarely are they unique specimen. Historical books have a material value that very seldom corresponds to the value of the item in the museum. The value of a book lies not so much in the single copy but in the collection, in the assembling that took place over centuries, which presents an essential part of our cultural and intellectual heritage. It is the living memory of a region, of a people, of a nation. Leaving apart valuable unique books or books with mere utility character, library collections only derive their significance from their cultural and regional context. They become subject of research themselves, they turn into sources for regional historical research. Therefore it is not surprising at all, that German library collections are not utilized in Russian libraries, often they were neither indexed nor made accessible for academic research. The group of experts could point out various such libraries. The experts are convinced that the repatriation of such collections would not be prejudicial to the sciences in Russia, but useful for research in Germany.

Having mutual interest the expert committee proposes therefore that the right to decide upon preparations for the repatriation of such book collections was reserved to the professional level. On the other hand unique documents like manuscripts, incunabula, archival and other materials which could be compared to museum and archive objects should be excluded for the time being from the negotiations on the level of professional experts. They should be negotiated on the level of governments.

The expert group on libraries expects from such a procedure that the scientific and cultural interests would be taken into consideration rather than the spectacular aspects of political tactics. The benefit for the sciences would be enormous, the strengthening of professional relations would be encouraged, and at the same time the Russian libraries would be relieved from masses of books that frequently stand in their collections without any real relevance to them.

In the meantime, the memorandum has been accepted by the Grand Government Commission of the Russian Federation. The German Ministry of the Interior as well as the Ministry of Foreign Relations have agreed to this line of negotiations. The negotiations on the professional level will continue in January 1997. We can only have a policy of 'wait and see' if the signal switches to green at political level.

That such a procedure can be feasible and sensible was demonstrated by the repatriation of 100,000 books from Georgia to Germany in August 1996, which already came to a successful conclusion in August 1996.

Klaus-Dieter Lehmann, Director-General of
The German Library, Frankfurt a.M./Leipzig


REPORT ON THE LIBRARY OF NIZHNY NOVGOROD

At the moment the All-Russia State Library of Foreign Literature ("Vserossiiskaya gosudarstvennaya biblioteka inostrannoi literatury", VGBIL) is developing a project to be called Restitution. The idea was sparked by the discovery of captured books in the State Regional General Research Library of Nizhny Novgorod bearing the stamps of a Reformed Church College in Sárospatak (1,418 items) and other private Hungarian owners.

If the project receives financial support from the Open Society Institute the staff of the Rare Book Research Department of VGBIL will compile scientific entries for the items kept in Nizhny Novgorod, to appear as an electronic catalogue within the internet and also in a print format. Besides, in order to stimulate efforts to identify the owners of captured publications and to catalogue 'displaced' books, during the second phase of the project VGBIL has plans to conduct a few workshops with Russian librarians who will learn about the treatment of captured collections at VGBIL and will be trained in the handling of rare editions having proprietary characteristics.

Ekaterina Genieva, Director-General of the All-Russia
State Library of Foreign Literature, Moscow


OSSOLINEUM. THE CASE OF THE DISPERSED LIBRARY

During the Second World War, Poland suffered losses not only as a result of hostilities, destruction, and plunder perpetrated by the German occupiers. One of the most painful losses was the forfeiture of the bulk of cultural heritage amassed in Poland's eastern provinces which constituted one third of the pre-war Polish territory and as a result of the redrawing of borders fell to the Soviet Union. One of the most commendable centres of Polish culture was the Ossolinski National Institute (Ossolineum) in Lwów, established in 1817 and consisting of the library, the Lubomirski Museum, and the Publishing House. The financial basis for maintenance were revenue from its own landed estates and publishing activity, and it owed its dynamic development primarily to the generosity of the Polish population, not only from Galicia but also from other parts of the country. During the period of Poland's loss of independence, the Ossolineum played the role of a Polish national library, collecting all sorts of materials related to the history and culture of Poland. By 1939 the Ossolineum's library and museum collections rated among the largest and most valuable in Poland owing to its rich manuscript collections (including autographs of the greatest Polish writers and poets), Poland's biggest collection of periodicals and the collection of Polish old prints from the 15th-18th century.

Following the incorporation of Lwów into the USSR in 1939, the Ossolineum collections were taken over by the Academy of Sciences of the Ukrainian Soviet Socialist Republic which in 1944/45 created on their base a separate Polish Sector of the Lwów Library of the Academy. The final regulation of the Polish-Soviet border in 1945, the nearly total removal of the Polish population from Lwów, and the remaining Eastern provinces in 1945/46 made the problem of the Ossolineum's future extremely acute. It was unacceptable to the Poles that the institute's collections should be left outside the borders of the Polish state. The general opinion was that the fact of the border transfer was not a decisive factor and the collections should remain the property of the nation that had built up and created them, and that the deported population should be able to take with them to Poland the goods they had produced.

The Ukrainian authorities could not remain indifferent to the Polish claims of revindication. However, they did not decide upon an all-out restitution of the Ossolineum collections but confined themselves to a transfer of only a small part of them to Poland in 1946/47. It must be noted that the division of the Ossolineum collections made then by the Ukraine affected only the manuscripts, old prints, and 19th and 20th century books and excluded, among others, the cartographic, graphic and museum collections which were in their entirety retained in Lwów. The arbitrariness of the classification process, the haste with which those activities were performed, political considerations and strict quantitative limitations resulted not only in the detention in Lwów of a large quantity of collections relating to the history and culture of Poland but also in the fact that integral collections and bequests designated for a transfer to Poland were handed over in an incomplete form without bothering about their integrity and segmented in an arbitrary manner. Among the collections retained in Lwów were, among others, Polish books and periodicals published in Lwów and Wilno, complete sets of Polish newspapers from the years 1918-1939 as well as manuscripts in which only the tiniest reference to the Ukraine was found.

As a result of a division carried out in that manner Poland received only about 30% of the Ossolineum collections. However, in 1946, their handing over made it possible to reactivate the Ossolinski National Institute in Wroclaw as the continuation of and heir to the tradition of the Lwów institution. According to estimates ca 80% of the 19th and 20th century book collection, ca 67% of the newspaper and periodicals collection, ca 47% of the manuscript collection, and ca 96% of the cartographic collection remained in Lwów. While the lacunae in the 19th and 20th century book collection and the old prints collection have been filled up by now, the absence of the manuscripts, prints, museum pieces, newspapers, and periodicals as well as the Institute's archives that have remained in Lwów is most acutely felt in Wroclaw. The efforts made after 1946 to integrate the entire Ossolineum collection - considered a cultural heritage of the Polish nation - have not been successful.

Maciej Matwijow, Librarian, Ossolinski Foundation, Wroclaw


PILOT PROJECTS OF LIBRARIES IN RUSSIA

The idea of pilot projects to provide a framework for diverse activities aimed at coping with the problem of return of books displaced after World War II was conceived in 1992, during the first Round Table on the Restitution of Library Collections which was held at the M. I. Rudomino All-Russia State Library of Foreign Literature (VGBIL).

The catalogue of "16th-century German-Language Publications in VGBIL", recently printed by Rudomino Publishers in Moscow, is but one example of VGBIL's restitution-related efforts. This is the second, revised and enlarged edition of the catalogue, besides, the preface and the introductory note on the entry structure have a parallel German text. The scientific standard of compilation of entries for 16th-century books is high indeed, and the methodology used is much like the one applied to the cataloguing of incunabula. The most important part of the entry is, no doubt, the proprietary characteristics of every individual copy, some of them suggesting the looted origin of many items. A detailed index of owners appended to the Catalogue helps to identify many former owners of the books presently held in the Library of Foreign Literature which, thanks to the efforts of Russian bibliographers, have been brought to the attention of scholars.

The publication of the catalogue was a joint project between personalities of cultural life in Russia and Germany. The German contribution, in particular, took the shape of massive financial support of the Library by the Goethe Institute in Moscow.

The Rare Book Research Department has compiled the second volume of the catalogue of "16th Century Publications in VGBIL". The volume covers books in French, Italian, Spanish, and many other modern European languages, a total of 200 items. Unfortunately, we are currently unable to finish the project and to bring out the publication because of a shortage of funds. But we are sure the book will see the light after all because many scholars and people of cultural live seem to show an interest in it.

While the work on the second volume of the catalogue is nearly completed, at the Library of Foreign Literature another idea was born recently partly in response to a heightened interest in our catalogue of 16th century books on the part of our foreign colleagues, namely to publish "Materials for an Index of Owners of Captured Books". The latter is conceived as a publication addressed to the users of the global computer network, internet, which immediately broadens its potential target group. We can give currency to the first portion of information only three months on receipt of funds.

There will be an introduction describing the main body of the so-called 'displaced' book collections held in VGBIL in terms of their former owners; it will be followed by scanner-produced images of stamps, bookplates, super ex libri, etc. of 30 publications with their complete, detailed scientific descriptions. Subsequently we hope to be able to update this information on a regular basis by expanding the list of names and holding organizations. This kind of electronic publication (which can, of course, be produced in a hard copy format and circulated to those Russian libraries which have no access to the internet) will be particularly useful to many Russian librarians who will be able to identify their captured holdings.

Ekaterina Genieva, Director-General of the All-Russia
State Library of Foreign Literature, Moscow


THE TROPHY COMMISSION OF THE RED ARMY (BOOK REVIEW)

Lehmann, Klaus-Dieter; Ingo Kolasa (Hrsg.): Die Trophäenkommission der Roten Armee. Eine Dokumentensammlung zur Verschleppung von Büchern aus deutschen Bibliotheken. Frankfurt a.M. 1996 (Zeitschrift für Bibliothekswesen und Bibliographie. Sonderhefte. 64.) 251 S.

["The Trophy Commission of the Red Army. A Collection of Documents on the Translocation of Books from German Libraries".]

The content of the book only deserves to be described as sensational. For the first time, the international specialist public is being confronted with half a century of authentic reports on the translocation of German cultural goods into the Soviet Union towards the end of World War II.

On the basis of German-Russian agreements, for only a short period of time, the commendable editor, Ingo Kolasa from the German Library in Frankfurt a.M., had the opportunity to search for and transcribe the original files in archives in Moscow. Now he presents his work translated into German. Through this, the time of silence and secrecy finally finds an end also for the German-speaking region. For the first time, the extent of the plundering of German cultural treasures becomes discernible and can partly be specified in number. A great void has been left in the German cultural heritage since the lion's share of the treasures taken were complete collections or selected pieces of highest value. The documents reveal only in fragments the whereabouts of the spoils in the Soviet Union. Therefore the German side is in charge of a systematical search.

It can be assumed principally that not one of the library stocks from Germany has been put up entirely at one spot. Haphazardly the top objects - often not recognized as such - and less valuable literature were spread over the republic, as it also becomes clear through the inspection of the recently returned books from Georgia. The same applies to the great libraries in Moscow and St. Petersburg where the books were treated according to no comprehensible system; some were integrated into the existing stock, others were kept in special stockrooms.

An investigation on a large scale awaits the librarianship. The international research needs to give all its support, first, in order to make the research possible on the political and especially on the Russian administrative levels and second, the federal states of the libraries affected need to supply all means necessary to enable the specialists on the spot to sound out the field of work. Although Kolasa's compilation is all but a complete overview, German libraries are for the first time supplied with qualified material to support the search for the losses. By all means, the research shall not be restricted by any political obstacles on the Russian side or any financial reservations on the German side; since this essential scientific cultural work needs to be guaranteed.

A separate problem is the recovery of the pieces, which is closely connected with the previous and possibly complete identification of the German cultural treasures. The institutions and private owners mentioned in Kolasa's book are both asked to articulate and, as far as possible, pursue their claims documented for the first time. There cannot be any dissent that a constructive cooperation of the people and governments is closely linked to the conjoint and quick solution of those problems concerning the restitution of cultural treasures. It should be possible to find ways and means to return the manuscripts and books to the rightful owners and at the same time to accommodate the institution e.g. with technical equipment or modern literature. This way both sides would profit. Books are no means to compensate injustice and crime but can function as a store for tradition and memory, as constituents for a better future, enlightened by history. In this sense, Georgia has just done a step of far-reaching importance, a gesture adequate for an emerging new Europe.

Klaus Garber, Professor, University of Osnabrück


Freemasonry Losses


THE MATERIAL LOSSES OF THE GERMAN FREEMASONS

In Germany freemasons exist since the 30's of the 18th century. During the first decade after the foundation of the first masonic lodge in Hamburg the aristocracy as well as the intellectual and military elite formed the German masonry. This was due to the fact that Friederich II., later King of Prussia, joined the masonic alliance as early as 1738. Influential people in society very quickly found their way into one of the lodges emerging all over the country. Quite soon a specific masonic culture developed which found expression in a number of manuscripts, hand-written rituals, documents, periodicals and books. Also masonic objects such as watches, tobacco tins, porcelain figures, valuable drinking glasses, silver candelabra, tapestries, aprons, jewellery became an integral part of the life of the lodges. During the 19th century the bourgeoisie also joined the lodges and increasingly influenced their cultural tradition. The members had the means necessary to establish their own culture and to build lodges where everything was kept that had been collected over the years.

By the early 30's of this century there existed 10 grand lodges consisting of 690 lodges and about 70,000 masons. The National Socialists first banned political parties and unions as well as a number of other institutions, and, in 1935, they also banned the masonry. The lodge buildings were expropriated and used for different purposes. The lodge archives were confiscated, the libraries were taken to Berlin where they were kept in the "Reichssicherheitshauptamt" (Main Security Office of the Reich) and used for various purposes.

Due to increasing bombardments, a great part of the lodge archives and libraries were evacuated to Silesia and stored in various castles. Among others, a large part of the papers used by the "Reichssicherheitshauptamt" for the investigation of the freemasons remained in Berlin. Evacuated objects as well as part of the stock taken by the Gestapo and stored in the basements of the former lodges at Emserstraße 12-13 were confiscated by the Soviet troops and taken to Moscow.

In the article "Die Keller des Gestapo-Gebäudes Berlin Emserstraße 12-13" (The Cellars of the Gestapo Building Berlin Emserstraße 12-13) a NKWD-report is mentioned which must have been written by officers of the Soviet Secret Service some time after the war. There it says: "In the cellars of the destroyed Gestapo building, Berlin, Emserstraße 12-13, books, periodicals and newspapers have been discovered which had been confiscated by the Gestapo. Most books carried stamps of different masonic lodges of Germany, whose activities were forbidden by the fascists".1

Before the war, the freemasons in Germany were, in number of lodges and members, the second most important in the world. Many persons of the public were members of the German masonic lodges, and today some of the oldest freemason lodges in the former zone of the Allies are taking up their activities. This leads to the conclusion that the freemason literature discovered, including books from the 18th century until the 30's of this century, is a valuable source for special studies. Besides the freemason literature other material was kept in the cellars mentioned. After listing five positions of non-freemasonic stock, the report quoted closes with the note that "47 boxes were taken from here".

The archival material was collected, and later inspected and put in order at the Central State Archive (Special Archive) in Moscow, while the library and museum objects were distributed to different institutions. In the 50's a great number of looted cultural properties were restituted to the former GDR. Among this restituted material also was a large part of the freemason material which had been transported to Moscow. All in all about 1,400 meters of files were returned.

Around 1975 the inspection of the completely disordered freemason stock, composed of thousands of documents, files, protocols, rituals, membership lists and other materials began. The result of this work, from 1975 until 1993, is - inter alia - an index which allows systematic access to the material. Also an inventory list of all those freemasonic objects integrated into the "Geheimes Staatsarchiv, Preußischer Kulturbesitz" (Secret State Archive, Prussian Cultural Property). We owe this extensive work to the scientific archivists Renate Endler and Elisabeth Schwarze-Neuß and to the general archivist Bettina Ehrentraut, who were in charge of the freemasonic material at the "Preußisches Staatsarchiv Merseburg" (Prussian State Archives Merseburg). This is the first self-contained central archive in the 250 years of history of German freemasons which is now kept in Berlin-Dahlem and, as it is, shall remain there for the future.

Since 1989 it is possible to search for and look at freemason documents in the Special Archive in Moscow. Different publications with extraordinarily detailed lists give proof of the existence of freemason documents in Moscow.2 The article by von Jena and Lenz state that 14,550 index units of freemason files and single documents are still situated in Moscow. Also among those is volume X of the so-called "Schwedenkiste" (Swedish Box), which played an important role in the history of the freemasons. This is mainly a collection of files, letters and documents of the Order of the Illuminati, founded by Adam Weishaupt during the second half of the 18th century, which systematically infiltrated the lodges of those days. For this reason and because quite a number of distinguished freemasons were - at least for some time - members of this order, the Illuminati have become an essential part of the history of the freemasons.

Wilson3 mentions the following details about the mysterious "Schwedenkiste": "The history of the 'Schwedenkiste' is quite an adventurous one for archival material. The leading Illuminate Bode of Weimar died in December 1793. His estate included the most important part of the correspondence of the Order of the Illuminati of Gotha and Weimar. These papers became the property of the other leading Illuminate Herzog Ernst v. Gotha, where they were kept safely. After his death in 1804 his own estate together with Bode's documents was handed over to the archive of the Grand National Lodge of Sweden, because Herzog Ernst was convinced that his heritage was not safe from publication in any of the German lodges. Under the supervision of the Swedish king Karl XIII. though, it was guaranteed that no information would ever reach the public. Some years later, in 1880, Herzog Ernst II. of Saxony Coburg Gotha (great-grandchild of the Illuminate Herzog of Saxony Coburg Gotha and Altenburg) asked for the documents to be returned, and three years later, in 1883, the stock became property of the lodge "Ernst zum Kompaß" in Gotha. Following the order of the Herzog, the material was put in order in 20 volumes. Later, in 1909, Reverend Carl Lepp added quite useful registers and lists of documents; the material was then named "Schwedenkiste". Also in the freemason archive in Gotha the files were strictly kept under lock and key since the Herzog ordered the lodge not to allow any publication whatsoever. This obligation was solely taken seriously in the 1920's and 1930's, the time of the idea of total conspiracy. Until before World War I, a number of researchers, mainly freemasons, were allowed to work with the content of the "Schwedenkiste". Among them were the restorer of the Order of the Illuminati, Leopold Engel, and the French author of the early, exhaustive work on the Illuminati, Rene Le Forrestier (who was not a freemason). (..) On March 20th, 1936, the documents were confiscated within the framework of the national socialist persecution of the freemasons. (...) In 1945 they were then transported to the Soviet Union".

We have to assume that in the years 1934/35 all the possessions of the freemasons were confiscated by the National Socialists. Everything, packed in boxes ended up in cellars, air-raid shelters and other store-rooms. A few items though were hidden by freemasons hoping for better times to come. Some single objects do appear here and there in antiquarian book shops and in the antique trade. Nearly all books have been found by now. Most of the still missing documents and other material are kept in Moscow, and today there is no justifiable reason to hold them back any longer.

It is difficult to investigate if at all and to which extent further possessions of the German freemasons do exist in other countries. In Poland freemason objects from Pomerania, Silesia, Brandenburg, West and East Prussia were brought together to a library near Poznan with about 80,000 German freemason books. This library exists since 1984 and keeps close contact with the Freemason Museum in Bayreuth. The keeping of these books in Poland is not considered a loss, since these editions also do exist in German freemason libraries.

A great part was destroyed during the war, and another untraceable part has fallen into private hands not only in Germany but also in other countries. Since none of the freemasons who lived during the early 30's is still alive, it is practically impossible to investigate which objects are lost or missing. The author does not rule out that sooner or later further losses will be found or that somewhere in Germany or abroad more freemason assets presumably missing will be discovered.

Ulrich Wolfgang4,
Editor in chief of the freemasonic
periodical ELEUSIS, The Supreme Council 33°
Ancient and Accepted Scottish Rite of Freemasonry of Germany, Stuttgart

Notes:
1 Masonic lodges were also forbidden within the entire sphere of control of the Soviet Union.
2 E.G. Götz Aly/Susanne Heim: Das zentrale Staatsarchiv in Moskau ("Sonderarchiv"), Düsseldorf 1993 and Kai v. Jena/Wilhelm Lenz in: "Der Archivar". Vol. 45. No. 3. 1992. Pp. 457-468.
3 Wilson, W. Daniel: Geheimräte gegen Geheimbünde. Stuttgart 1991. P. 50.
4 The author thanks archivist Renate Endler for her professional advice and friendly support.

Literature:
Endler, Renate; Elisabeth Schwarze: Die Freimaurerbestände im Geheimen Staatsarchiv Preußischer Kulturbesitz. Vol. I and II. Frankfurt a.M. 1994/1996. (ISBN 3-631-46831-8 und 3-631-48396-1).
Aly, Götz; Susanne Heim: Das zentrale Staatsarchiv in Moskau ("Sonderarchiv"). Rekonstruktion und Bestandsverzeichnis verschollen geglaubten Schriftguts aus der NS-Zeit. Düsseldorf 1993.
[Author unknown]: "149. Die Keller des Gestapo-Gebäudes Berlin Emserstraße 12-13". In: Hering, Jürgen (Hrsg.): "Zeitschrift für Bibliothekswesen und Bibliographie" (Periodical for Librarianship and Bibliography). Sonderheft 64. Frankfurt a.M. 1996. P. 105 (ISSN 3-465-02882-1).
Wilson, W. Daniel: Geheimräte gegen Geheimbünde. Stuttgart 1991. (ISBN 3-467-00778-2).
Lennhoff, Eugen; Oskar Posner: Internationales Freimaurerlexikon. Wien, München 1932. 2nd non-revised edition 1975.




MASONIC LOSSES DURING THE SECOND WORLD WAR IN BELGIUM

On August 24th and 27th, 1940 a total of 82 crates of books, works of art and masonic ritualia were gathered by the German occupiers in the masonic lodges of Brussels. Not less than 97 crates were assembled in other masonic lodges of Belgium, which makes a total of at least 179 crates. Thanks to the German administrative accuracy the transports to Berlin on November 26th, 1940 and January 17th, 1941 can be traced. The masonic lodges were the first institutions to be spoiled systematically in Belgium: first by the "Sicherheitsdienst" (Security Service), closely followed by the "Einsatzstab Reichsleiter Rosenberg". The Belgian interest in masonic material was underlined by the fact that Reinhard Heydrich und Alfred Rosenberg personally visited the lodges in Brussels in July 1940. The lodges, especially of Brussels and Antwerp were used during the Second World War as depots of spoiled cultural objects or as national socialist administrative centres.

In 1946 nine crates, containing "Belgian mostly freemason materials and Jewish libraries from Antwerp and Brussels" returned from the American Collecting Point Offenbach in Germany. On February 25th, 1949 another four were restituted to Belgium, containing among other things masonic books. At least 170 crates of the masonic cultural goods never returned to Belgium. Only during the last years concrete evidence and locations of lost freemason's material of Belgian origin turned up: in Würzburg (Germany), in the Osobyi Archives in Moscow (Russian Federation) and in the library of the University of Poznan (Poland). The discoveries in Moscow were confirmed by Belgian historians, who did active research there. 2,265 freemason dossiers of the years 1784-1940 were found. The archives contain documents of the Grand Orient of Belgium, the Higher Council of Belgian lodges and the working places "Les amis philantropes" and "Les amis du progrès", even of daughter lodges in London. Besides, regulations, circulars, protocols of the working of the lodges, also the publications and bulletins were found in Moscow. The text of speeches, publications of members of Belgian freemasonry on political and social issues and the history of freemasonry of Belgium are also kept in the same archives. Important international correspondence with lodges in Europe and America completes the discovery.

The period of the Cold War made every possibility of restitution between Western and Eastern European countries impossible. The officials, experts and researchers agree how much the attitude of the Russian authorities on this subject remains uncertain. Even the law proposal of the Duma concerning restitution of works of art and archives differentiates between 'legal' and 'illegal' spoils of war.

In Belgium the Ministry of Economic Affairs is coordinating the research about cultural losses of Belgian origin. A close cooperation and working relationship was established between the Belgian freemasonry and the Ministry of Economic Affairs. In the meantime the Belgian freemason's lodges are documenting and investigating the cultural losses they suffered and are providing evidence of ownership of these lost cultural objects.

Charles Tomas, Curator Masonic Museum Belgium, Brussels


The Mauerbach Case


PART I

After the war, all looted and displaced artworks found in Germany and Austria were gathered together by the Allies in several (Central) Art Collecting Points and one Archival Depot from which the restitutions took place. In September 1951, the Collecting Points were closed down and the remaining objects were handed over to the "Treuhandverwaltung für Kulturgut" (Trustee Administration for Cultural Property), that continued the restitution work until its closure in December 1962.

A few hundred works of art, mainly, but not exclusively, of previous Jewish ownership, had earlier been taken to the American zone of occupation in Austria. In 1955, when the Austrian State Treaty was signed, these objects were handed over to Austria with the obligation to return them to their owners. All objects which were not claimed by January 1956, were to be given within 18 months to organizations set up by the Allies for assistance to victims of persecution by the Axis powers.

Instead, after the claims period had expired in 1957, the Austrian government installed an independent organization called the "Sammelstelle A&B" (Collecting Point A&B), which could claim property of which it was certain that it had belonged to owners who had died and left no heirs. These objects were to be sold and the proceeds had to go to successor organizations. This way eight to ten objects were sold by auction for the sum of 731,100 Austrian Schillings.

In the late 60's, partly because of pressure by Simon Wiesenthal, a law was being prepared for the restitution of the remaining objects in Austrian care. Since some of this property might have been claimed by the "Sammelstelle" itself - in case it had belonged to war victims without any heirs - the "Sammelstelle" asked for a settlement. Five million Austrian Schilling was then paid by the government and divided between survivors of the Holocaust. In 1969, the "Sammelstelle" ceased operations.

On September 2nd of the same year, the list of the remaining 8,422 objects in Austrian care, together with the text of the restitution law, "Bundesgesetz" (Federal Law) 294 of June 27th, was published in the "Amtsblatt" of the "Wiener Zeitung". The law stipulated that claims could be filed until December 31st, 1970, after that all objects became the property of the Austrian state. Later the period for claims was extended until 1972. From 1969 to that year, 71 objects were returned. The rest remained as Austrian state property deposited in the 14th-century monastery in Mauerbach near Vienna. Some 550 works of art were placed in Austrian museums and embassies. In 1984, a critical article by Andrew Decker in the widely read magazine ARTnews helped to reopen the case. A list of the 8,153 remaining objects was published together with the text of the second restitution law, the "Kunst- und Kulturgutbereinigungsgesetz" (Art and Cultural Property Clearing Law) of December 13th, 1985 which allowed claims to be filed until September 30th, 1986. After it expired, all unclaimed objects and those unsuccessfully claimed would be auctioned.

By January 1995, a total of 3,282 claims had been reviewed and 350 objects had been returned. In October of the same year, the Austrian government transferred title of ownership of the unclaimed or unsuccessfully claimed objects to the "Bundesverband der Israelitischen Kultusgemeinden Österreichs" (Federation of Israelic Communities of Austria). The Jewish community has sold them in an auction organized by Christie's, which took place on October 29th and 30th, 1996 in the Viennese Museum of Applied Arts. The English title of the catalogue is "Mauerbach. Items Seized by the National Socialists to be Sold for the Benefit of the Victims of the Holocaust".

Listed and illustrated are a thousand lot numbers of - mainly 19th-century - paintings, sculptures, books, coins and other works of art. Although in his foreword the Austrian president Thomas Klestil describes the objects as being seized from Austrian Jews, they may well have other provenances too, since the Mauerbach objects originally came from Allied Collecting Points in Germany as well. The sale brought a total of 155,166,810 Austrian Schillings. The net proceeds of the auction will go to people in need or to the descendants of those who were persecuted by the national socialist regime for racist, religious or political reasons. An aggregate total of 12% of these proceeds will be made available to the Federation of Austrian Resistance Fighters and Victims of Fascism, to the Federation of Socialist Freedom Fighters and Victims of Fascism, as well as to the Association of the Austrian People's Party of those persecuted on political grounds.

The "information regarding the legal status" explains that all purchases at the Mauerbach auction have "the same special protection granted under Austrian law to any auction purchases, namely a fundamental right to ownership against any legal claims by third parties. According to section 367 ABGB this protection also extends to cases where third parties could successfully prove their right to title of ownership".

With this auction, the history of the Allied Collecting Points will not be closed completely - the Austrian courts are still reviewing claims on Mauerbach objects. In some cases, there are claims by twenty different claimants on one individual object.

Josephine Leistra, Inspectorate of Cultural Heritage, The Hague


PART II: AN EQUIVOCAL SALE

The Mauerbach Auction on October 29th and 30th at the Museum of Applied Arts (MAK) in Vienna rejoiced all those interested and concerned by the Holocaust, Nazi art looting and restitution. But notwithstanding our joy there lie a few errors concerning the origin of the artworks to be sold and seen fully for the first time in 50 years and on the real efforts accomplished by Austria since the war to find their rightful owners.

It is the London auction house Christie's that, since November 1995, prepared the sale catalogue, the 1045 lots (comprising over 8,000 items) and that will direct the sale. A large part of the proceeds will go to the Federation of Jewish Communities of Austria while a smaller part will go to Austrian associations of resistants and victims of Nazism. These lots will, hence, be sold and the case of Nazi art looting in Austria will be closed once and for all. In fact, the Austrian government has reassured potential buyers stating that their new ownership rights will be protected against any legal claims by third parties, even in cases where third parties could successfully prove their right to title of ownership.

This auction sale is an answer to the duty to remember, a praiseworthy act and a seemingly satisfying outcome for all parties involved, fifty years afterwards. In the same way that chasing, arresting and bringing to trial a Nazi war criminal today fulfills our demands for justice and moral. But, on reflexion, the soon-to-be-tried criminal will have lived peacefully and with complete impunity through all those years. This is why, beyond the duty to remember all looted victims and all those who died at the hands of the Nazis, there is also the duty of truth, aside from the international public relations campaign set by the Austrian government and by the auction house concerned.

Let us try to clear up a few misunderstandings. First of all, contrary to what the Federal President of the Republic of Austria, Thomas Klestil, states in his foreword to the Christie's catalogue, the artworks stored at the Mauerbach monastery did not all belong to Austrian Jews. The more than 8,000 items to be sold that week are essentially remains of what had been hidden by the Nazis in the Alt Aussee salt mines, near Salzburg, before they were found by the advancing US army. But the fact that the Nazis had stored them in Austria does not mean they belonged to Austrian citizens. In fact, the Nazis had used Alt Aussee to store artworks looted all over Europe, like the sublime altarpiece "The Adoration of the Lamb" by the van Eyck brothers belonging to Belgium, a part of the valuable Rothschild and David-Weill collections coming from France and other collections belonging to German museums.

This remainder - which in the postwar confusion was thought to belong only to Austrians - plus artworks coming from other depots in Germany were still in storage at the Munich Central Collecting Point when it was to close in 1951. This collecting point for looted art had been opened by the US army after the German surrender in 1945 to inventory and restitute to each European country the hundreds of thousands of looted artworks found all across Germany. And the Austrian government at the time found itself with these thousands of works to be restituted to their rightful owners. But until very recently Austria has been extremely secretive concerning these unclaimed objects. In a similarly discrete manner these unclaimed works were stored in the 70's at Mauerbach, the "Kunsthistorisches Museum" (Museum of Art History) and the "Österreichische Galerie" (Austrian Gallery). Access to these works was strictly forbidden to individuals filing claims as well as to foreign diplomats or curators representing them. In order to recuperate one's own property one had to fulfill government demands nearing absurdity, where claimants would not be allowed to see the objects they were claiming.

Thus, in 1973, Pierre Rosenberg, the current director of the Louvre and then a young state curator, went on an official French claims mission to Austria to inspect several paintings stored at Mauerbach and thought to belong to looted French families. But the Austrian Finance Ministry refused to show him the paintings or even photos of it. The French ambassador at the time was also refused to the depot. 14 years later, in 1987, two other Louvre curators on a 100 paintings claim mission noticed that Austria's attitude had changed little. Their report stated: "After long and tedious negotiations the Austrian Finance Ministry has accepted to show us 17 paintings ...refusing to show us the rest under the pretense that we possessed no photos of those works or because those works were already being claimed by other or others". In the same official report the two curators complained moreover of the inaccuracy of the lists of artworks, of the lack of professionalism and of the cold, humid and unheated rooms where these works were kept. A few years later still another French ambassador to Austria was again refused access to Mauerbach.

At the same time, the Austrian government, with all is zealousness in keeping these works from public view, did not undertake any seemingly active research to find the rightful owners of these works, and it started selling some of them. Moreover, about 550 of these unclaimed artworks were taken into the collections of Austrian state museums or designated to decorate Austrian embassies around the world. Why were these works sold or kept by Austria while, at the same time, it was returning some of them to those who could prove ownership?

Today, Austria courts are still reviewing claims on some of these artworks, while the auction goes on. Many of the active state officials in charge of restitution of looted art in France, Germany, Holland and Belgium are surprised at the conditions under which the Austria sale took place. They all agree that Austrian official information on the auction travelled slowly and badly. Information was never officially and wholly transmitted to the state administrations in charge of restitution in other European countries. Although it is true that the sale was announced in the Austrian government's semi-official newspaper and sent out to embassies in Vienna. But this is not enough.

With such a complex and delicate situation Christie's should have taken precautions to make sure a maximum is done to find the owners of these works before the sale comes up. Christie's has already announced that three lots have been taken off the sale since the catalogue was published. They have been successfully claimed by an 83-year Israeli woman who, upon seeing the catalogue, recognized them as belonging to her mother. But this type of spontaneous claim will not be admitted by Austria after the sale took place.

And we come to the central misunderstanding concerning the Mauerbach sale: no one was and has never been really in charge of finding the owners of these works. Christie's saw the items only a year ago at "Schloß Schönbrunn" (Schönbrunn Palace), and, besides, the search for owners was unfortunately not stated in the terms and conditions of the auction house's contract. According to Anke Adler-Slottke, Christie's international coordinator for this sale, "Christie's does not have the duty to look for former owners. Christie's can only do the artistic research, as it is recorded in art books that we have access to as an auction house. We consider Austria and the Allies did their best". But we have seen this was not and has never been the case.

Moreover, this type of exclusively aesthetic research disregards the kind of documents, archives, and the experts that could verily be useful in this case. Let us take lot 101 in the auction catalogue as an example: it is a small 16th century painting by the French painter Pierre-Antoine de Machy. The provenance of the painting merely mentions the Maria Dietrich Gallery in Munich as the only entry since the time this picture was painted some two hundred years ago. Now, as any researcher in Nazi art looting knows, the very active Maria Dietrich, a friend of Eva Braun, was one of Hitler's personal art dealers. Several of the interrogatories of Maria Dietrich undertaken by the US army and other Allies and the detailed lists of many of the paintings that went through her gallery are easily and readily accessible in public archives in several countries. Why did not anyone check them? They could have provided us with important information leading eventually to the rightful owner of lot 101. This kind of passive research is inappropriate in this and all other cases involved.

It is true, though, that if ideally Christie's had fully accomplished active research on all of the unclaimed artworks we would have probably reached an absurd situation: the auction sale would not have taken place at all since all, or most, owners and heirs would have been found.

The fact remains, however, that we had to wait almost 50 years for the Mauerbach works to be shown. No matter the present Austrian government's undoubtedly good intentions we cannot but deplore that the search for the rightful owners of these works was skirted round, dodged and avoided for half a century. And that now, after the auction has taken place, the real and rightful owners of these works will have truly disappeared for ever.

Hector Feliciano, Journalist, Paris


"THE SPOILS OF WAR": PROCEEDINGS OF THE 1995 NEW YORK SYMPOSIUM

The proceedings of the international symposium organized by The Bard Graduate Center for Studies in the Decorative Arts and held in New York on January 19th-21st, 1995, will be published in early 1997 by Harry N. Abrams, Inc., in association with the Bard Graduate Center.

The symposium, "The Spoils of War - World War II and Its Aftermath: The Loss, Reappearance, and Recovery of Cultural Property", dealt with the art and other cultural property that was looted, damaged, and destroyed in vast quantities by the Nazi armed forces and confiscation agencies and the consequences that ensued. The purpose of the New York symposium was to provide a public forum in which those people working most actively on World War II recovery and restitution could discuss their concerns openly in an unbiased and productive setting.

The publication of the proceedings will provide a permanent document of these discussions, including written versions of the 49 presentations given at the symposium, papers by six of the invited guest participants, and a brief introduction to the volume. The original order of the presentations has been retained, with much new information added by the authors. Endnotes and a bibliography have been included at the back of the book. I wish to take this opportunity to thank the authors for their contributions and to acknowledge the hard work of the members of the "The Spoils of War" staff and the editorial board: Constance Lowenthal, Lynn Nicholas, Jonathan Petropoulos, and Stephen Urice.

Part One of the proceedings presents an overview of "the spoils of war" - the taking of booty in armed conflict - with contributions by Jeanette Greenfield and Lynn Nicholas. Part Two is devoted to a discussion of World War II losses in Poland (Jan Pruszynski), the Netherlands (Josefine Leistra), Belgium (Jacques Lust), France (Marie Hamon), Russia (Mikhail Shvidkoi), Ukraine (Alexander Fedoruk), Belorussia (Adam Maldsis), Austria (Gerhard Sailer), Hungary (István Fodor), and Germany (Werner Schmidt), with special chapters on Jewish losses (Vivian Mann) and on the project to catalogue losses in the former Soviet republics being carried out by the Research Institute for Eastern Europe, University of Bremen (Marlene Hiller).

Part Three is devoted to legal issues relating to wartime cultural losses, with chapters on the laws in force at the beginning of World War II (Lawrence Kaye), German laws and directives in the Third Reich (Jonathan Petropoulos), laws and conventions enacted by the Allied Control Council (Michael Kurtz), and the transfer of the contents of German repositories into the custody of the USSR (Nikolai Nikandrov).

The American Army and Navy officers that officiated at the Allied Collecting Points and served in the Art Looting Investigation Unit were honoured at the symposium, and the presentations of the speakers in this session are included in Part Four: Edith Standen, James Plaut, Craig Smyth, Walter Farmer, Bernard Taper, and S. Lane Faison. Chapters on the role of the US State Department regarding claims for the restitution of stolen cultural property (Ely Maurer) and on the post-war restitutions made to the German Democratic Republic by the USSR follow. The section concludes with chapters on the Quedlinburg Church treasures by Constance Lowenthal, Willi Korte, William Honan, and Thomas R. Kline.

Part Five - "Reappearance and Recovery" - is devoted to a discussion of recent confirmations of holdings in the once-secret repositories of the countries of the former USSR, with contributions by Constance Lowenthal (introduction), Konstantin Akinsha and Grigorii Kozlov (the discovery of the secret repositories), Alexei Rastorgouev (displaced art in private hands), and Valerii Kulishov (the history of the repositories and their contents). These are followed by chapters on legal issues relating to the Russian repositories and the German-Russian negotiations, contributed by Wilfried Fiedler, Armin Hiller, and Mark Boguslavskii.

The section ends with a case study on the "Treasure of Priam" and other precious objects discovered by Schliemann at the site of Troy, which were removed from Turkey after their excavation, bequeathed by Schliemann to the Berlin State Museums, and subsequently transferred from Berlin to Russia in 1945, where they are now kept in the Pushkin State Museum of Fine Arts, Moscow, and the State Hermitage Museum, St. Petersburg. Contributors to this case study are Elizabeth Simpson (introduction), Donald Easton (the history of the Trojan treasures up to the death of Schliemann in 1890), Klaus Goldmann (the disappearance and search for the treasures after World War II), Stephen Urice (claims to ownership of the Trojan treasures), Manfred Korfmann (the value of the finds to the scientific community), and Vladimir Tolstikov (preparation of the catalogue for the exhibition at the Pushkin State Museum of Fine Arts).

The final session of the symposium - "Current issues and Cooperative Efforts" - is documented in Part Six, with chapters by Wolfgang Eichwede (models of restitution: Germany, Russia, Ukraine), Ekaterina Genieva (german book collections in Russian Libraries), and Lyndel Prott (principles for the resolution of disputes concerning cultural heritage displaced during the Second World War). These three specialists offer suggestions as to ways in which the current impasse regarding issues of restitution and return may be circumvented, in the hope that the optimism that prevailed in the first part of this decade may be realized in the second.

Contributions of guest participants are found in Part Seven: Pavel Jirasek (World War II losses in the Czech Republic), Jana Bahurinska (recovery of cultural property in Slovakia), Wojciech Kowalski (World War II cultural losses in Poland), Christine Koenigs (the sale of the Franz Koenigs collection), Hagen Lambsdorff (return of cultural property: hostages of war or harbingers of peace?), and Patricia Grimsted (captured archives and restitution problems on the Eastern front).

Seventeen key legal documents that are often referred to but rarely reproduced have been added as appendices at the end of the volume. These appendices contain the relevant provisions of all major international treaties, laws, conventions, protocols, and official statements relating to wartime plunder, restitution, and repatriation. It is our hope that this volume of proceedings will be of lasting significance for specialists working on these issues.

Elizabeth Simpson, The Bard Graduate
Center for Studies in the Decorative Arts, New York


BY DIPLOMATIC POUCH: ART SMUGGLING BY THE NAZIS

Through the sale of gold, silver, platinum, precious gems, and last but not least works of art the Nazis have been able to accumulate foreign currencies in the neutral countries. Sweden, Spain, Portugal, Turkey, Latin American countries, and especially Switzerland have been the recipients of looted assets. Precious metals and stones, just like art, have in common that they can fairly easily be transported by diplomatic pouch. In this context the term 'pouch' may be somewhat misleading, because the size can vary from small bags to big containers.

In this article, I will focus on the transportation of looted art, which - like other assets of a highly specific value - was popular among the smugglers of the Third Reich. Paintings and other art objects were easy to move, easy to hide and generated much foreign exchange with which goods, necessary for warfare, could be purchased on markets beyond the German sphere of influence.

Looted art was not only meant to be sold but was also used as object for exchange. The Nazis adored the works of old German, Dutch, Flemish, French, and Italian masters. Looted paintings within this category went straight to the Reich. They were destinated to the Führermuseum-to-be in Linz, the collection of Goering or other high ranking Nazi officials. In other cases art objects were donated to museums spread over Hitler's empire. Looted works of 'degenerate' artists as Degas, Monet, Renoir, Gauguin, Van Gogh, or Picasso reached Berne in diplomatic bags where this "Entartete Kunst" (artworks of Impressionists and modern pictures) was sold or exchanged for German paintings which - although not seldom second rate - were more to the liking of the Nazi art collectors. Besides that these works fitted better into their ideology, these 'degenerates' also generated far higher prices on the Swiss art market. The German art smugglers can be divided into two categories: on the one side the agents who operated under orders of the government in Berlin and on the other side Nazi officials - often operating through front men - who had a private interest. They wanted a financial safeguard for the future in case Germany should lose the war.

The art was plundered from occupied France, the Benelux countries, and Eastern Europe. There has been a considerable difference with regard to the Nazi art politics in the Western and Eastern occupied territories. In the East of Europe the infamous task force of Reichsleiter Alfred Rosenberg ("Einsatzstab Reichsleiter Rosenberg", ERR), Hitler's special plunder team for libraries, archives and works of art, made a clean sweep of collections, both private and public, while in the West national museums were left comparatively intact. However, that did not apply to private collections owned by Jews, freemasons, and other groups which were labelled as enemies of the Nazi state. Their collections were confiscated outright by the ERR. The same was true for collections whose owners were absent, mostly Jews, because they had fled from the invading German armies. Their property was regarded as 'enemy property' and seized accordingly.

Within the Reich the ERR, since 1937, had the authority to confiscate Jewish owned paintings which became the property of the German state. Parts of these confiscated collections have probably been sold on the international market before the outbreak of the war. That fact further complicates the problems of recovery, because the Allied Declaration (January 1943) aimed against illegal acts of dispossession of citizens in countries occupied by Germany cannot be applied to the years preceeding the Second World War. In the Allied Declaration 18 United Nations, including the USSR, Great Britain, and the United States reserved their rights "to declare invalid any transfers of, or dealings with property, rights, and interests of any description whatsoever which are, or have been, situated in the territories which have come under the occupation or control, direct or indirect, of the governments with which they were at war".

The quantity of looted art actually 'exported' (i.e. smuggled) to the Western hemisphere and the neutral European countries is probably a small part of the total plunder which in any case has been the largest in world history. It is difficult to estimate the total value because the value of art objects is extremely fluid. The British Daily Telegraph September 21st, 1996 estimated the value of looted art treasures which entered Switzerland from Germany by diplomatic bags to £15 billion (today's value). This estimation is certainly not too low. In August 1945, little definitive proof of art being smuggled into Switzerland had been found "except the evidence of those pictures which are known to have been imported in the German diplomatic pouch by Helmut Beyer, a German commercial attaché, 6 Florastr., Muri, near Berne".1 Although it could not be proven, it was nevertheless assumed, according to a US report of December 1945, that "in Switzerland traffic in looted art apparently reached large proportions, and it is believed that for the moment German-owned and looted art objects are lying in bank vaults, at forwarding agencies, in depositories or in private hands, either of German, Swiss, or other nationality. The total value of this type of assets is estimated $ 29 million to $ 46 million".2

The search for looted art in neutral countries appeared to be further complicated by the fact that much was done in order to obscure its origins: "objets d'art" were often not held in the name of their German looters or fences but in the name of vague Swiss front men, not seldom using false identities. Artworks have also been deliberately made the object of a range of consecutive transactions devised to disguise their true origin.

As far as known, neither well-known Swiss collectors nor Swiss museums acquired looted artworks - with very few exceptions (Emile Bührle, arms manufacturer of Oerlikon who also assisted German armament production and technical research, being one of them). Reports state that a substantial portion was bought by Swiss dealers and citizens. Part of the booty went from Switzerland to Spain and Portugal where it was either sold or reshipped to destinations in Latin America. From there, a part is believed to have been sold to the United States. Already before America's entry into the war (December 1941), attempts were made to transport artworks to the US. Not long after the US Excalibur had left the port of Lisbon, a collection of 500 looted drawings was discovered on board. Looted art is also said to have been bound for the Swedish capital.

It is evident that the spoils of war, after having arrived in German embassies in neutral states, could be forwarded to any place in the world. According to intelligence reports, the Germans did not only make use of their own diplomatic mail facilities but also transported looted art in Swiss, Spanish, Portuguese, Swedish, or South American diplomatic pouches to safe havens all over the world. The problem with evidence, based on intelligence reports, is that the information is difficult to check, because it rests mainly on secret sources which quite often - by law - may not be revealed. Those reports, mostly drawn up by British and US intelligence services, seldom offer conclusive proof.

The implication is that both the value and the quantity of the looted art treasures - smuggled by diplomatic bags - cannot adequately be verified in most cases. Another obscuring factor is that according to international law, diplomatic bags are immune from inspection. Thanks to its diplomatic disguise, looted art on its way to Latin America could easily pass the Allied controls at sea. By sea any small item could in fact easily be smuggled - also without making use of diplomatic pouches - because the Allied blockade machinery was designed to examine bulk cargoes, measured in shiploads or tons. Smuggling rings have reported to be effective and well organized; their potential routes were many. Another often reported way of secret transport was by German submarines. But also in these cases we do depend on unverifiable intelligence records.

The conclusion must be drawn that both the sources of information and ways of shipping are difficult to control and therefore hard to prove. That does not, of course, mean that those reports are false or that they must be neglected. On the basis of circumstantial evidence and the well-known and often established fact that abuse of diplomatic bags in wartime was rather the rule than the exception, it seems safe to assume that a considerable part of artworks has ended up in neutral countries by diplomatic pouch or by use of neutral means of shipment. From their initial bases in German embassies and consulates the works of art could have been sent to almost any destination in the world.

It is not known how many works of art now, more than half a century later, can still be found in the Alpine state. By the end of 1945 only about 75 looted paintings had been unearthed in Switzerland. Is the rest still there (or in the other former neutral states) or has it been scattered all over the world in the meantime? We will probably never know.

Gerard Aalders, Department of Research, The Netherlands
State Institute for War Documentation, Amsterdam

Notes:
1 Quoted from: "Looted Art in Occupied Territories, Neutral Countries and Latin America".
2 Quoted from: "A Program for German Economic and Industrial Disarmament. Foreign Economic Administration Enemy Branch, Final Report".

Sources:
Gerard Aalders; Cees Wiebes: The Art of Cloaking Ownership. Amsterdam 1996.
Riksarkivet, Stockholm, 1920 års dossiersystem. HP 1645. "A Program for German Economic and Industrial Disarmament. Foreign Economic Administration Enemy Branch, Final Report, December 20. 1945."
National Archives Washington, RG 84. The Hague Embassy Confidential File. Box no. 3. "Looted Art in Accupied Territories, Neutral Countries and Latin America". Revised.
National Archives Washington, RG 59, Safehaven Subject Files 1945-1947. Box no. 3. Folder: Safehaven Special Subjects.
National Archives Washington, RG 59. Safehaven Country File. Box no. 2. Folder: Switzerland. Safehaven Special Subjects Outline.


SYMPOSIUM IN BRUSSELS

In close cooperation with the General Secretariat of the Benelux the Ministry of Economic Affairs organized an international symposium "Cultural Goods Spoiled During the Second World War". This symposium took place in Brussels on October 8th, 1996.

From 1994 onwards an annual meeting is held at the General Secretariat o f the Benelux Economic Union between officials from the three Benelux countries. On this meeting information which is of interest to all concerned countries is exchanged. Through these efforts the Grand Duchy of Luxembourg started ist research on their cultural losses. On historical grounds the Benelux countrires were enlarged with a French delegation for this event. After the Second World War a close cooperation, even coordination existed between the four countries in the restitution of these lost cultural (and economic) goods. From the national socialist political angle France and the Benelux countries formed the Western occupied territories.

The participants were welcomed by Ben Hennekam, Secretary General of the Benelux Economical Union. Philippe Lambot, representative of the Vice-Prime Minister and Minister of Economic Affairs, Elio di Rupo put the human, cultural and economic losses of the Second World War in a historical perspective and gave an overview of the future activities. Frits Hoogewoud, Replacing Curator of the "Bibliotheca Rosenthaliana" (University of Amsterdam) restituted books to Belgium and France under the device "symbol of a symbol".

The symposium was divided in three round tables on the cultural spoils of the Second World War, under the presidency of Charles Godart, Ministry of Economic Affairs, Directorate Economic Relations.

The first round table was on results of the research and the restitution of lost cultural objects. Marie Hamon, Ministry of Foreign Affairs (France); Josefine Leistra, Rijksdienst Beeldende Kunst and Jan van Hoorn, Ministry of Foreign Affairs (The Netherlands); Paul Dostert, Ministry of Culture (Luxembourg); Jacques Lust, Ministry of Economic Affairs; Jan Davadder and Yvan Hubot, Ministry of Foreign Affairs (Belgium) clarified the situation in their respective countries. A second round table looked further than actual investigations and surveyed the possibilities of a renewed cooperation. A third round table was devoted to the evolution in legislation, especially in the Russian Federation.

The international symposium not only led to the exchanging of practical information, but also looked for a more pragmatic coordination between the Benelux countries and France. The high number of participants confirmed the succes of the conference.

Thierry Charlier, General Secretariat of the Benelux, Brussels
Jacques Lust, Ministry of Economic Affairs, Brussels


INTERNATIONAL SYMPOSIUM IN KIEV

On December 12th and 13th, 1996 the National Commission of the Restitution of Cultural Treasures to Ukraine organized in Kiev an international symposium on the "Legal Aspects of Restitution of Cultural Values: Theory and Practice". This was the largest conference concerning cultural heritage held in an Eastern European country since the independence of former Soviet states.

Although the conference was not only concerned with Second World War cultural losses, this subject dominated most of the lectures. The symposium was attended mostly by experts and officials from Middle and Eastern Europe (Belorussia, Hungary, Lithuania, Poland, the Russian Federation, Roumania, Slovakia, the Ukraine). The largest delegation of speakers came from the Ukraine itself, where most of the national and regional institutions were well represented. Participants also came from Belgium, France, Germany, Italy and the USA. Lyndel Prott, director of the UNESCO International Cultural Legacy Section lectured on "The Legal Issues Relating to the Return of Cultural Property in Europe".

After the opening of the symposium by Alexander Fedoruk, Head of the National Commission, the first day was devoted to scientific reports on "Cultural Heritage and the Restitution of Cultural Values". The second day was divided in three sections with specialists reporting on: the national legislation and its conformity to international law regulations in the field of protection of cultural values, international law problems and mechanisms of restitution of cultural values to countries of their origin and law and organization of international cooperation in the field of search and restitution of displaced cultural values.

The participants agreed at the end of the symposium to call upon the General Director and the Secretariat of UNESCO and the Council of Europe:

  • to keep on taking efforts for further updating international legal norms in the sphere of protection, repatriation, restitution of cultural treasures and the creation of effective mechanisms of international cooperation in this sphere
  • to bring international laws in the sphere of protection, repatriation and restitution of cultural treasures in line with the norms of international law, to enhance the countries' liability for not-fulfilment of their obligations in the sphere of protection, repatriation and restitution of cultural treasures they are bound to as parties to international conventions and agreements
  • to promote international exchange of information on the lost or illegally transferred cultural treasures which are subject to repatriation
  • to hold a special session of UNESCO International Committee for the repatriation of cultural treasures to the countries of their origin or their restitution in case of their illegal appropriation to the problems of search and restitution of cultural treasures which constitute an inseparable part of the national legacy
  • that UNESCO-session would not get in the way of existing bilateral and multilateral agreements.

At the end of the conference Belorussia, Poland and the UNESCO promised to organize in the coming years conferences on these topics.

Jacques Lust, Ministry of Economic Affairs, Brussels